Client Onboarding Licensed Approver

Post Date

Oct 04, 2023

Location

Salt Lake City,
Utah

ZIP/Postal Code

84111
US
Sep 16, 2025 Insight Global

Job Type

Contract,Perm Possible

Category

Financial Services

Req #

SLC-655721

Pay Rate

$40 - $60 (hourly estimate)

Job Description

A large Financial client is looking for a Client Onboarding Licensed Approver to sit in their Salt Lake or Dallas Office. This person will be assisting ultra high wealth clients with the process of becoming an approved client. They will be onboarding new accounts through the legal and documentation process. This person will be handling escalations and end to end onboarding. They will have a one month training program that will be 100% onsite, after that they will be on a hybrid structure where they will work 2 days on site and 2 days remote with rotating Fridays.

Required Skills & Experience

* FINRA Series 7 license

* FINRA Series 9 license

* FINRA Series 10 license

* 2+ years in financial services (preferably a large institution)

Nice to Have Skills & Experience

* FINRA Series 4 license

* Experience working hands on with margins, options, large funds, offshore accounts, and other financial products

* Well versed in SEC requirements

* happy with a fast paced environment

* very sharp and inquisitive

* legal background

Benefit packages for this role will start on the 31st day of employment and include medical, dental, and vision insurance, as well as HSA, FSA, and DCFSA account options, and 401k retirement account access with employer matching. Employees in this role are also entitled to paid sick leave and/or other paid time off as provided by applicable law.