Senior Business Controls Consultant

Insight Global is seeking a highly experienced Senior Business / Regulatory Controls Consultant to lead and operationalize complex US regulatory control packages within Capital Markets. This role requires a true self‑starter—someone who can operate with minimal guidance, understand regulatory obligations line‑by‑line, and design, test, and formalize controls independently. This individual will act as a lead consultant, overseeing intermediate resources while working closely with internal control testing, governance, and US stakeholder teams.

Regulatory Controls Leadership
• Lead US regulatory control packages, managing 15–20 regulatory obligations at the obligation level
• Interpret regulations line‑by‑line and design controls to explicitly meet each requirement
• Clearly document where controls reference specific regulatory sections
• Ensure controls are properly designed and operating effectively

Control Testing & Governance
• Work closely with the Control Testing Director and testing teams
• Oversee execution of control testing efforts and supervise testers
• Support RCSAs and CIRAs, including testing, remediation, and formalization of controls
• Partner with centralized governance teams to support attestation, administration, and documentation

Stakeholder Engagement
• Run and lead senior‑level working sessions and review meetings
• Collaborate with US Trading Floor teams (derivatives, fixed income, supervision, governance, surveillance)
• Anticipate questions and confidently represent controls from a US regulatory and trading perspective

Disclaimer: We may use artificial intelligence tools to assist with the screening, assessment, or selection of potential applicants for this position.

We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity/affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment regardless of their race, color, ethnicity, religion, sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and/or a reasonable accommodation due to a disability during the application or recruiting process, please send a request to HR@insightglobal.com.To learn more about how we collect, keep, and process your private information, please review Insight Global's Workforce Privacy Policy: https://insightglobal.com/workforce-privacy-policy/.

• 15+ years of experience in regulatory controls, risk, or business consulting
• Experience designing, documenting, and testing controls at a line‑by‑line regulatory level
• Capital Markets exposure (derivatives, fixed income, trading floor operations, supervision, governance)
• Background from consulting firms or internal regulatory/control functions
• Proven experience leading large regulatory or controls work packages independently

• Deep understanding of US Capital Markets regulations and obligations
• Experience working across US and Canadian regulatory environments
• Accounting or legal background with hands‑on control testing experience
• Ability to complement existing leadership with strong execution focus

Benefit packages for this role will start on the 1st day of employment and include medical, dental, and vision insurance, as well as HSA, FSA, and DCFSA account options, and 401k retirement account access with employer matching. Employees in this role are also entitled to paid sick leave and/or other paid time off as provided by applicable law.