Job Description
We're looking for an experienced Regulatory Project Manager to lead the implementation of the SEC Rule 15c3-3 release for a financial services client based in Midtown Manhattan. This is a hybrid role (3 days onsite / 2 days remote).
The PM will own the full project lifecycle — from organizing the regulatory initiative and standing up governance structures, to executing workstreams and driving a clean close to BAU. You'll be embedded with key business and compliance stakeholders, leading working groups, tracking against budget, and ensuring the project lands on time and in good shape.
Day to Day
Lead current state/gap analysis and coordinate implementation of the compliant target solution for SEC Rule 15c3-3
Run working groups and steering committee meetings with internal and external stakeholders
Build and maintain project artifacts: RACI, project plan, meeting minutes, status reports, ad-hoc presentations
Track spend against budget and provide expense forecasting
Implement controls and KPIs to monitor compliance and sustainability post-go-live
Deliver weekly status reports and escalate issues/risks proactively
Manage project closure including lessons learned and BAU transition
We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity/affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment regardless of their race, color, ethnicity, religion, sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and/or a reasonable accommodation due to a disability during the application or recruiting process, please send a request to HR@insightglobal.com.To learn more about how we collect, keep, and process your private information, please review Insight Global's Workforce Privacy Policy: https://insightglobal.com/workforce-privacy-policy/.
Required Skills & Experience
10+ years of project management experience, ideally in financial services or regulatory environments
Direct experience with SEC regulations and broker-dealer compliance
Strong familiarity with regulatory project lifecycle (organize, implement, close)
Proven ability to manage multiple stakeholders across business and compliance functions
Experience with PM software and standard tools
Solid Microsoft Office skills (Excel, Word, PowerPoint, Visio)
Bachelor's degree required
Comfortable in fast-paced, deadline-driven environments with evolving regulatory requirements
Nice to Have Skills & Experience
French language proficiency
Background at or supporting broker-dealers specifically around SEC 15c3-3 (Customer Protection Rule)
Experience building and presenting to steering committees or executive governance forums
Benefit packages for this role will start on the 1st day of employment and include medical, dental, and vision insurance, as well as HSA, FSA, and DCFSA account options, and 401k retirement account access with employer matching. Employees in this role are also entitled to paid sick leave and/or other paid time off as provided by applicable law.