Our client is looking for someone to join their Ethics and Compliance team to oversee the accuracy, consistency, and timeliness for the organizations trading business. They will help build a bridge between team members to enhance the overall knowledge of all regulatory and compliance processes for their trading division. They will help create, implement, train, and monitor the trading and exchange practices and ethics across the organization.
* 3 to 5 years of experience within a compliance/advisory position.
* Specific experience overseeing the compliance process for commodity trading.
o Background in oil products would be great, but not required.
* Strong understanding if the trading and exchange market -- working on the trade floor.
o Understanding of both paper and physical based trading.
* Background in market surveillance.
* Ability to develop, support, and train on all regulatory and compliance requirements related to training and internal processes.
* Professional experience following the US exchange rules and CFTC regulatory reporting rules.
* Knowledge of DODD Frank Regulations ++
* Knowledge of FERC
* BA in related field
Benefit packages for this role will start on the 31st day of employment and include medical, dental, and vision insurance, as well as HSA, FSA, and DCFSA account options, and 401k retirement account access with employer matching. Employees in this role are also entitled to paid sick leave and/or other paid time off as provided by applicable law.